Is mandatory prior executive approval constitutionally permissible before police investigate official decisions under the Prevention of Corruption Act?

 

Summary

Category Data
Court Supreme Court of India
Case Number W.P.(C) No.-001373 – 2018
Diary Number 40618/2018
Judge Name HON’BLE MRS. JUSTICE B.V. NAGARATHNA AND HON’BLE MR. JUSTICE K.V. VISWANATHAN
Bench Division Bench
Concurring or Dissenting Judges Two opinions: one justice striking down S 17A; the other saving it via Lokpal/Lokayukta reading-in
Precedent Value Pending—matter referred to constitution bench
Overrules / Affirms Attempts to reintroduce measures struck down in Vineet Narain and Subramanian Swamy
Type of Law Constitutional law; anti-corruption; CrPC inherent powers
Questions of Law Whether Section 17A’s prior-approval rule violates Articles 14 & 21; can executive fiat bar even preliminary probes?
Ratio Decidendi (3–8 sentences) One judge found S 17A an unconstitutional fetter on independent investigation and discriminatory by status, violating rule-of-law precedents in Vineet Narain and Subramanian Swamy. The other judge held the legislature may require screening but only via Lokpal/Lokayukta, broader than executive—read in under Art 56 of the Lokpal Act—preserving S 17A’s validity. Both agreed honest officials need protection but differ on who may screen, prompting a larger bench referral.
Judgments Relied Upon Vineet Narain (1998) 1 SCC 226; Subramanian Swamy (2014) 8 SCC 682; Lalita Kumari (2014) 2 SCC 1; K. Veeraswami (1991) 3 SCC 655; Matajog Dobey (1955) 2 SCR 925
Logic / Jurisprudence / Authorities Rule of law; Section 482 CrPC; “policy paralysis” vs free enquiry; natural justice; separation of powers; Art 56 Lokpal override; Articles 77/166 Rules of Business
Facts as Summarised by the Court Writ petition challenges S 17A (2018) requiring prior government sanction for any police inquiry into alleged offences “relatable to official recommendations or decisions”; CBI data showed 41.3% refusal rate; extensive consultations via Law Commission and Rajya Sabha Committee; Division Bench split.

Practical Impact

Category Impact
Binding On All subordinate courts—pending larger bench ruling
Persuasive For High Courts; other Supreme Court benches
Overrules Single Directive 4.7(3) (Vineet Narain); Section 6A DSPE Act (1946) (Subramanian Swamy)
Distinguishes Lalita Kumari (FIR-registration rule)
Follows K. Veeraswami (sanction precedents); Matajog Dobey (judge protection)

What’s New / What Lawyers Should Note

  • First direct challenge to Section 17A of the PC Act (2018 Amendment).
  • Division Bench split: one justice striking down S 17A as an unlawful bar on independent enquiry; the other saving it via Lokpal/Lokayukta screening.
  • S 17A replays past veto‐regimes invalidated in Vineet Narain and Subramanian Swamy.
  • Tests the balance between shielding honest officials and enabling prompt corruption probes at the inquiry stage.
  • Counsel may cite the split to shape legislative drafting of prior-approval rules in anti-corruption measures.
  • Pending larger bench, courts should flag S 17A challenges under Articles 14 & 21.

Summary of Legal Reasoning

  1. Legislative history: Vineet Narain quashed executive vetos on CBI probes; Subramanian Swamy struck DSPE Act 6A as discriminatory.
  2. Section 17A re-imposes prior approval for any police-led enquiry “relatable to recommendations or decisions”—applies to all public servants.
  3. Justice Nagarathna (strike down)
    • S 17A violates Article 14 by carving out only decision-makers.
    • Bars even preliminary probe—per Subramanian Swamy’s rule-of-law mandate.
    • Executive-only screening lacks neutrality; invites bias.
  4. Justice Viswanathan (uphold w/ read-in)
    • S 17A is status- and agency-neutral, with time-limits and exceptions.
    • Save it by reading in Art 56 Lokpal/Lokayukta screening—binding on government.
  5. Both agree on need to protect honest officers, but differ on executor of that shield.
  6. Matter referred to larger bench pending final decision.

Arguments by the Parties

Petitioner

  • S 17A reanimates veto regimes quashed in Vineet Narain (1998) and Subramanian Swamy (2014).
  • Violates Articles 14 & 21: discriminatory, blocks even preliminary probe.
  • No independent filter—enables selective blocking of genuine corruption investigations.
  • Conflicts with Lalita Kumari mandatory FIR rule and UNCAC obligations.

Respondent (Union of India)

  • Statute presumed constitutional; enacted after Law Commission & RS Committee scrutiny.
  • S 17A agency- and status-neutral, narrowly tailored to bona fide decision-makers, trap-case exception, strict timelines.
  • Comparable prior-sanction schemes upheld under CrPC 1973 and Veeraswami.
  • If needed, Lokpal screening can be read in under Art 56.

Factual Background

A writ petition under Article 32 challenged Section 17A of the PC Act, 1988, enacted by the 2018 Amendment. S 17A bars any police inquiry into offences “relatable to recommendations or decisions” by public servants without prior government sanction, exempting on-the-spot arrests and imposing three-month timelines with a one-month extension. The petitioner cites a 41.3% refusal rate for CBI requests. The respondent defends S 17A as vital to prevent vexatious probes. The Division Bench split and referred the matter to a constitution bench.

Statutory Analysis

  • Section 17A PC Act (w.e.f. 26.7.2018): No police inquiry into offences by public servants “relatable to any recommendation made or decision taken in discharge of official duties” without prior approval by Union/State Government or competent removal authority.
  • Trap-case exception for on-the-spot bribe arrests.
  • Approval decision in three months (+ one-month extension).
  • Contrasts with DSPE Act 6A (Joint Secretary + CBI only) and Section 197 CrPC (cognizance stage).
  • Introduced after Law Commission & RS Select Committee deliberations—omitted independent screening by Lokpal/Lokayukta.

Dissenting / Concurring Opinion Summary

Justice Nagarathna (strike down)

  • S 17A revives illegal fetters on probe autonomy from Vineet Narain & Subramanian Swamy.
  • Violates Article 14 by carving out only higher-level decision-makers.
  • Demands truly independent screening, not executive veto.

Justice Viswanathan (uphold w/ read-in)

  • S 17A is salutary, non-status-based, timed, non-barring of trap cases.
  • Saved by reading in Lokpal/Lokayukta gatekeeping under Art 56.
  • Preserves balance between accountability and efficiency.

Alert Indicators

  • 🚨 Breaking Precedent – Revisits anti-corruption vetting after two larger-bench bans.
  • ⚖️ Split Verdict – Two conflicting opinions, referred for larger bench.
  • 🔄 Conflicting Decisions – Judges disagree on upholding vs striking down prior-approval rule.

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